Approved Brokers and Dealers

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Here you will find all brokers and dealers that are approved to do business with the Treasurer's Office. 


  •  The first table lists all minority, women, veteran and disabled-owned or managed firms

  •  The second table lists all firms headquartered in Illinois

  •  The third table lists all remaining firms.


MWVD Firms
Academy Securities Inc (Minority Veteran & Disabled-Owned)
Alamo Capital (Woman-Owned)
ASL Capital Markets Inc (Minority-Owned)
Bancroft Capital LLC (Veteran-Owned)
Blaylock Van LLC (Minority-Owned)
Cabrera Capital Markets LLC (Minority-Owned)
CastleOak Securities LP (Minority-Owned)
CAVU Securities LLC
Drexel Hamilton LLC (Veteran & Disabled-Owned)
Great Pacific Securities (Minority-Owned)
Loop Capital Markets LLC (Minority-Owned)
MFR Securities Inc (Woman-Owned)
Mischler Financial Group Inc (Veteran & Disabled Owned/Managed)
Multi-Bank Securities Inc (Veteran-Owned)
Penserra Securities LLC (Minority-Owned)
R Seelaus & Co LLC (Woman-Owned)
Roberts & Ryan Investments Inc (Veteran & Disabled-Owned)
Samuel A Ramirez & Co Inc (Minority-Owned)
Siebert Williams Shank & Co LLC (Minority & Woman-Owned)


Illinois-Based Firms
Bernardi Securities Inc
Cabrera Capital Markets LLC
Loop Capital Markets LLC
Mesirow Financial Inc


All Other Firms
BofA Securites Inc
BMO Capital Markets Corp
Cantor Fitzgerald & Co
Citigroup Global Markets Inc
Clear Street LLC 
Daiwa Capital Markets America Inc
Fifth Third Securities Inc
HSBC Securities USA Inc
Jefferies LLC
Mizuho Securities USA Inc
Piper Sandler & Co
Raymond James & Associates Inc
Robert W Baird & Co Inc
Scotia Capital (USA) Inc
Stifel Nicolaus & Company Inc
StoneX Group Inc
SunTrust Robinson Humphrey Inc
TD Securities (USA) LLC
Unionbanc Investment Services LLC
Wells Fargo Securities LLC